Wealth and Asset Management Regulatory Insights

The asset management industry in the UK and the EU continues to face a challenging regulatory environment, with a series of long-running initiatives and new proposals on the horizon, some giving rise to new opportunities. To be successful in such interesting times, firms need to navigate a challenging course.

The key regulatory themes currently driving policy and supervisory activity in the sector include sustainable finance, systemic risk, governance, investor protection, digital innovation, resilience and efforts to widen investor choice.

��㣨Leyu�� professionals have a wealth of experience across these areas, as well as the skills and expertise to help clients with regulatory change and regulatory-driven transformation across wealth and asset management firms.

Our most recent thought leadership and related articles can be found below.

Navigating the opportunities and challenges

Restructuring and streamlining

EU and UK savings and investment initiatives

We examine the impact across the financial industry

We have lift off

Building strong foundations

How to make Consumer Duty both a regulatory and commercial success

Evolving regulatory expectations

Regulatory implications for financial services and beyond

Taking stock of developments

New rules for portfolio managers

Meeting the 31 May deadline

Revised areas of focus

Meeting the FCA's expectations

Implications and actions for firms

Risk management and financial resilience in investment management

New year resolutions anyone?

The FCA’s proposals

FCA consultation on guidance for firms

A significant challenge for fund managers

Considerations for wealth, fund and asset managers

Improvements required

The FCA’s latest expectations and priorities

Valuation practices under scrutiny

Evolving Asset Management Regulation report

Radical suggestions, uncertain outcomes

The FCA’s latest review

The FCA’s review and wider developments

EMIR Refit

Wide-ranging changes to improve consumer outcomes

Evolution, not revolution

Creating the right conditions to thrive.

A recap of the FCA’s fast-approaching disclosure requirements

Next steps for firms and regulators

Further updates, useful clarifications and significant potential changes

Time for old issues to be resolved for good

Navigating and implementing the many requirements

Delivering (and evidencing) good outcomes for customers

David Collington

Wealth and Asset Management, EMA FS Regulatory Insight Centre

��㣨Leyu�� in the UK

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��㣨Leyu�� combines our multi-disciplinary approach with deep, practical industry knowledge to help clients meet challenges and respond to opportunities. Connect with our team to start the conversation.

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