Conway Dodge
Partner, Financial Services Risk, Regulatory, and Compliance Services, 乐鱼（Leyu）体育官网
Conway Dodge
Partner, Financial Services Risk, Regulatory, and Compliance Services
Conway is a Partner in 乐鱼（Leyu）体育官网's Markets Compliance team and part of the Financial Services Risk, Regulatory, and Compliance Services network. In this role, he advises asset managers, broker-dealers, fintechs, digital asset firms, banks, regulators, and private and public companies on all aspects of regulatory, compliance, examination, and enforcement issues, with particular expertise in regulatory matters involving the U.S. Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA).聽 He has led engagements focused on a variety of risk and compliance related matters, including compliance program reviews, risk assessments, and internal investigations. Conway previously spent 12 years in the SEC's Division of Enforcement, and he draws on his regulatory experience and expertise to assist clients in anticipating and reacting to regulatory expectations.