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Regulatory Recap - November 2023

Recapping regulatory developments in November 2023

November 2023 at a glance

As the 2023 countdown begins, the regulatory intensity continues! November activity ranges from enforcements (e.g., crypto, UDAAP, BSA/AML) to annual supervisory and enforcement reports to proposals/guidance that expand regulatory perimeters to big tech and nonbank sectors. Key regulatory activities from November include:

  • FRB Supervision and Regulation and Financial Stability Reports
  • FSOC Final Guidance on Financial Stability Framework and Nonbank Supervision Determinations
  • CFPB Proposal to Supervise Big Tech and Other Wallet/Payment Providers

See ÀÖÓ㣨Leyu£©ÌåÓý¹ÙÍø Regulatory Insights’Â�Regulatory Recap â€� November at a Glance below for highlights.

November Regulatory Recap - November 2023

November 2023 at a Glance

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Meet our team

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Amy S. Matsuo
Principal, U.S. Regulatory Insights & Compliance Transformation Lead, ÀÖÓ㣨Leyu£©ÌåÓý¹ÙÍø LLP
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Image of Amy S. Matsuo
Amy S. Matsuo
Principal, U.S. Regulatory Insights & Compliance Transformation Lead, ÀÖÓ㣨Leyu£©ÌåÓý¹ÙÍø LLP
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