Risk Management and Regulation Newsletter
Risk Management and Regulation Newsletter
Issue 2, Q4 2019
Welcome to our second Risk Management and Regulation Newsletter
Hong Kong has experienced a significant impact from the coronavirus (Covid-19) outbreak, and the affect it has had on our daily working lives. Many of these changes are temporary but some of them – e.g. more flexible working arrangements – could become the new normal. In a regulated industry this will pose some interesting new challenges for firms and regulators to work through. 乐鱼（Leyu）体育官网 believes that we have to accept some of these changes and move forward rather than trying to go back to the ‘old way’. Another by-product of these challenging times is that many firms will now have challenges in meeting regulatory deadlines or requirements and we have seen some evidence of firms approaching regulators for flexibility.
Topics in this issue:
- Data Standards for Order Life (“DS-OL”) Cycles
- Pricing and Disclosure
- Insurance and Mandatory Provident Fund Products- Investment Protection Measures
- LIBOR reform
- Anti-Money Laundering / Counter-Financing of Terrorism and Sanctions
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